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Monthly Legal Headlines — February 2026

Date Published: February 8, 2026

SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers

Date: February 5, 2026
Source: SEC Press Releases
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) has published two new reports on exchange traded funds and fund mergers, and updated statistics and data visualizations on municipal advisors, transfer agents, and…
Why it matters: potential antitrust scrutiny and market impact.

FTC Secures Landmark Settlement with Express Scripts to Lower Drug Costs for American Patients

Date: February 4, 2026
Source: FTC Press Releases
Settlement resolves FTC lawsuit alleging that Express Scripts’ conduct resulted in artificially inflated insulin drug prices The Federal Trade Commission secured a landmark settlement with one of the nation’s largest pharmacy benefit managers (“PBMs”), Express Scripts, Inc., and…
Why it matters: disclosure and trading compliance.

Bankruptcy Filings Rise 11 Percent

Date: February 4, 2026
Source: US Courts Newsroom
Total bankruptcy filings rose 11 percent, with increases in both business and non-business bankruptcies, in the twelve-month period ending Dec. 31, 2025.

SEC Appoints New Chairman and Board Members to PCAOB

Date: January 30, 2026
Source: SEC Press Releases
The Securities and Exchange Commission today announced the appointment of Demetrios (Jim) Logothetis, as Chairman, and Mark Calabria, Kyle Hauptman, and Steven Laughton, as Board members, of the Public Company Accounting Oversight Board (PCAOB). George…
Why it matters: disclosure and trading compliance.

FTC Announces Agenda for Workshop on Informational Injuries

Date: January 30, 2026
Source: FTC Press Releases
The February 26 event will be held online and in-person with registration required The Federal Trade Commission announced the agenda for its February 26 workshop that will focus on how the agency can better understand and measure consumer…

FTC Submits Draft ANPRM Related to Rental Housing Fees to OMB for Review

Date: January 30, 2026
Source: FTC Press Releases
The Federal Trade Commission announced today that it has submitted an Advance Notice of Proposed Rulemaking (ANPRM) related to fees in the rental housing market for review by the Office of Information and Regulatory Affairs (OIRA) within the…

FTC Takes Action to Prevent Anticompetitive Healthcare Services Merger

Date: January 30, 2026
Source: FTC Press Releases
Proposed FTC order requires Sevita to divest over 100 facilities to protect healthcare services for vulnerable Americans with intellectual and development disabilities Today, the Federal Trade Commission took action to protect Americans with intellectual and developmental disabilities and…
Why it matters: enforcement climate for deals and pricing.

FTC Submits Draft ANPRM Related to Negative Option Plans to OMB for Review

Date: January 30, 2026
Source: FTC Press Releases
The Federal Trade Commission announced today that it has submitted a draft Advance Notice of Proposed Rulemaking (ANPRM) concerning the agency’s Rule Concerning the Use of Prenotification Negative Option Plans, commonly known as the Negative Option Rule, to the Office of Information…

Judiciary To Remain Open Until Feb. 5

Date: January 30, 2026
Source: US Courts Newsroom
In the event of a lapse in appropriations at midnight on Jan. 30, the Judiciary will remain open and continue paid operations through Wednesday, Feb. 4, by using court fee balances and other funds not dependent on a…

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